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X-ORIGINAL-URL:https://www.salusgrc.com/
X-WR-CALNAME:Salus GRC
X-WR-CALDESC:Redefining Excellence
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DTSTART:20260308T030000
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DTSTART;TZID=America/New_York:20250626T180000
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DTSTAMP:20250610T154634Z
CREATED:20250610
LAST-MODIFIED:20250702
PRIORITY:5
SEQUENCE:4
TRANSP:OPAQUE
SUMMARY:There’s Never a Good Time to Take the Foot Off the Compliance Pedal
DESCRIPTION:Join us to hear from experienced industry professionals! The panel will tackle topics covering:\n\nWhat this means when the SEC is to reduce Enforcement staff back to 2010 levels\nWhat this means for Investment Advisers as examinations continue\nStrong compliance and first impressions still matter\nEssential Strategies for SEC Exam Day-One Presentations in this environment:\n\nHow to strategically frame your firm’s strengths and culture from the very first slide\nPlanning and Preparation for Impact\nDeadly Don’ts:  Common Pitfalls to Avoid\nAnticipating Examiner Questions, Best Practices and Techniques\n\n\n\n
URL:https://www.salusgrc.com/event/theres-never-a-good-time-to-take-the-foot-off-the-compliance-pedal/
CATEGORIES:Webinar,On Demand
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