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X-ORIGINAL-URL:https://www.salusgrc.com/
X-WR-CALNAME:Salus GRC
X-WR-CALDESC:Redefining Excellence
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DTSTART:20260308T030000
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UID:MEC-8b0d268963dd0cfb808aac48a549829f@salusgrc.com
DTSTART;TZID=America/New_York:20260127T130000
DTEND;TZID=America/New_York:20280127T140000
DTSTAMP:20260112T183553Z
CREATED:20260112
LAST-MODIFIED:20260204
PRIORITY:5
SEQUENCE:20
TRANSP:OPAQUE
SUMMARY:Custody Unlocked
DESCRIPTION:The Investment Adviser Custody Rule: Practical Guidance for SEC Registered Advisers\nJoin us for a practical deep dive into one of the SEC’s most scrutinized areas for 2026—the Custody Rule. Our two nationally recognized speakers bring deep experience spanning regulation, policy development, and adviser compliance.\n\nRobert E. Plaze, Consultant and Expert Witness; author on subject of custody; former SEC Deputy Director, Division of Investment Management, and former Partner, Proskauer\nLaura Grossman, Associate General Counsel, Investment Adviser Association\nJackie Hallihan, Chief GRC Officer, Salus GRC (Moderator)\n\nWhat we’ll cover:\n– Applying the Custody Rule to real-world scenarios\n– SLOAs: common misconceptions and practical guidance\n– Pitfalls in custody program implementation\n– Preparing for the SEC’s 2026 exam’s focus on custody\n– Expert perspectives on potential rule amendments\nWho it’s for: SEC-registered investment advisers—asset managers, wealth advisers, private fund/PE/real estate advisers, and CCOs/CFOs.\n
URL:https://www.salusgrc.com/event/custody-unlocked/
CATEGORIES:Webinar,On Demand
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