BEGIN:VCALENDAR
VERSION:2.0
METHOD:PUBLISH
CALSCALE:GREGORIAN
PRODID:-//WordPress - MECv7.29.0//EN
X-ORIGINAL-URL:https://www.salusgrc.com/
X-WR-CALNAME:Salus GRC
X-WR-CALDESC:Redefining Excellence
X-WR-TIMEZONE:America/New_York
BEGIN:VTIMEZONE
TZID:America/New_York
X-LIC-LOCATION:America/New_York
BEGIN:DAYLIGHT
TZOFFSETFROM:-0500
TZOFFSETTO:-0400
TZNAME:EDT
DTSTART:20260308T030000
RRULE:FREQ=YEARLY;BYMONTH=03;BYDAY=2SU
END:DAYLIGHT
BEGIN:STANDARD
TZOFFSETFROM:-0400
TZOFFSETTO:-0500
TZNAME:EST
DTSTART:20261101T010000
RRULE:FREQ=YEARLY;BYMONTH=11;BYDAY=1SU
END:STANDARD
END:VTIMEZONE
REFRESH-INTERVAL;VALUE=DURATION:PT1H
X-PUBLISHED-TTL:PT1H
X-MS-OLK-FORCEINSPECTOROPEN:TRUE
BEGIN:VEVENT
CLASS:PUBLIC
UID:MEC-5c04925674920eb58467fb52ce4ef728@salusgrc.com
DTSTART;TZID=America/New_York:20240924T190000
DTEND;TZID=America/New_York:20281231T235500
DTSTAMP:20240912T181440Z
CREATED:20240912
LAST-MODIFIED:20250702
PRIORITY:5
SEQUENCE:36
TRANSP:OPAQUE
SUMMARY:Navigating Due Diligence: A Comprehensive Approach Across Compliance, Operations, and Cybersecurity
DESCRIPTION:Join us to hear from experienced industry professionals as they discuss regulatory expectations and share practical tips to implement a proactive due diligence program! The panel will tackle topics covering:\n\nDeveloping and implementing a customized due diligence program, including adopting policies and procedures to comply with Reg S-P and other firm obligations\n\nAssess risks associated with outsourced services\nInitial due diligence and ongoing oversight and monitoring: practices based on risks\nRecordkeeping: documentation to evidence compliance with your firm’s policies and the Safeguards Rule.\nContractual considerations\nUnique characteristics for due diligence of third party RIAs, sub-advisers, BDs, and RICs\n\n\nDue diligence regarding M&A targets: aggregators, TAMPS, enterprise organizations, allocators (fund of funds, pension funds, family offices, endowments and foundations)\nDue diligence for Private Equity portfolio companies: pre and post investment diligence across industries\nPending Vendor Outsourcing and Cyber & Risk Management Proposed Rule on SEC’s docket\n\nFor registered investment advisers, investment companies, broker-dealers, and transfer agents.\n
URL:https://www.salusgrc.com/event/navigating-due-diligence-a-comprehensive-approach-across-compliance-operations-and-cybersecurity/
CATEGORIES:Webinar,On Demand
ATTACH;FMTTYPE=:https://www.salusgrc.com/wp-content/uploads/2024/09/Header-jpg.avif
END:VEVENT
END:VCALENDAR