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X-ORIGINAL-URL:https://www.salusgrc.com/
X-WR-CALNAME:Salus GRC
X-WR-CALDESC:Redefining Excellence
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DTSTART:20260308T030000
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DTSTART;TZID=America/New_York:20241022T180000
DTEND;TZID=America/New_York:20251231T190000
DTSTAMP:20240920T110901Z
CREATED:20240920
LAST-MODIFIED:20250702
PRIORITY:5
SEQUENCE:40
TRANSP:OPAQUE
SUMMARY:Keeping in Step with E-Comm Monitoring and Archiving Oversight
DESCRIPTION:Join us to hear from experienced industry professionals as they discuss e-comm monitoring and archiving oversight! The panel will tackle topics covering:\n\nThe challenges of monitoring electronic communications\nObstacles with managing personal communications vs. business\nPrevailing forms of communications and apps being used\nMultitude of messaging options and new vendor solutions\nSEC Response: post sweeps and current examination trends\nRevisit Policies:  Specified sanctioned solutions and policies work? Does a blanket policy of “no” work?\nMandate and monitoring the use of specific apps for business communications\nArchiving and recordkeeping:  working with your vendors for solutions. Tech side:\n\nMobile Device and app management, and audit capabilities\nContainerization – allows segregation of corporate and personal data/apps\nBe transparent in what is being monitored – have users attest to your Mobile Device Policy\n\n\n\nFor registered investment advisers, investment companies, broker-dealers, and transfer agents.\n
URL:https://www.salusgrc.com/event/keeping-in-step-with-e-comm-monitoring-and-archiving-oversight/
CATEGORIES:Webinar,On Demand
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