Category Archives: Blog
The Next Evolution in AI: Agents
By: Salus GRC Technology Team Salus GRC is witnessing a sea change in the use of artificial [...]
Key Takeaways from the Salus GRC Webinar: Private Fund Valuation in the Hot Seat
By: Chris Lombardy Private fund valuation continues to sit at the center of regulatory, investor, [...]
SEC Delays Form SHO Reporting Until 2028
On December 3, the SEC officially delayed the compliance date of Rule 13F-2 and the related [...]
SEC Division Head Signals Shift Toward Deregulation, Modernization, and AI
On December 2, Brian Daly, Director of the SEC’s Division of Investment Management, spoke to [...]
November Regulatory Roundup: DOGE Exits the SEC, NFA Revises Digital Asset Disclosure Rules
DOGE Departs the SEC On October 30, Reuters reported that the U.S. Department of Government [...]
NSCP Annual Conference: Key Takeaways from Former Regulators
By: Jackie Hallihan This year’s NSCP National Conference opened with an unfiltered conversation featuring former [...]
Part 1: Important Registration Renewal and CE Deadlines for Financial Advisers
By: Ariana Monchick From new continuing education requirements for investment adviser representatives (“IARs” as defined [...]
Private Credit Under Pressure: What Rising Scrutiny Means for Advisers
By: Matt Calabro The private credit market has entered a new phase of attention. Following [...]
The AWS Outage: A Wake-Up Call for Operational Resilience
By: E.J. Yerzak In mid-October, Amazon Web Services’ US-EAST-1 data center in Ashburn, Virginia, went [...]
Embracing AI in Compliance: Start Small, Start Now — But Start
AI isn’t a trend on the horizon. It’s already transforming how firms operate, make decisions, [...]