Category Archives: Blog

U.S. Crypto Regulation Enters a Coordinated Phase: SEC, CFTC, and Congress Move Toward Market Structure Clarity 

By Gena Dirani  Recent developments from the Securities and Exchange Commission (SEC), the Commodity Futures [...]

Understanding the EU Artificial Intelligence Act and Its Global Impact 

By: Lisa Iantorno  In April 2021, the European Commission (“EC”) proposed the first European Union (EU) artificial intelligence law, the [...]

Smart TV Login Features Being Exploited to Bypass MFA 

By: E.J. Yerzak  If you use a long, complex password – as you should – you’ve probably experienced the [...]

Artificial Intelligence: A Hot Topic at the Investment Adviser Compliance Conference 

By: E.J. Yerzak  Artificial intelligence (AI) was a central theme at the 2026 Investment Adviser Compliance [...]

SEC Proposed Changes to Qualified Client Thresholds 

On March 27, the SEC released a Notice of Intent that will ultimately increase the net worth and asset under management thresholds [...]

Building a Modern Vendor Due Diligence Program: April 7 Webinar Recap 

In today’s regulatory and operational environment, third-party risk management has evolved from a best practice [...]

SEC Enforcement Results: Key Takeaways from Fiscal Year 2025

On April 7, the SEC announced its enforcement results for the fiscal year ended September [...]

The Salus GRC Brief | March 2026

March has been a busy and defining month across the regulatory landscape.  From FINRA’s long-awaited [...]

OpenClaw AI and Autonomous Risk 

By: Jay Patel OpenClaw is the latest viral AI tool and there’s a good chance your firm’s employees are already experimenting [...]

SEC and CFTC Collaboration 

The SEC and the Commodity Futures Trading Commission announced on March 11 that they have entered into a [...]