Category Archives: Cybersecurity
The AWS Outage: A Wake-Up Call for Operational Resilience
By: E.J. Yerzak In mid-October, Amazon Web Services’ US-EAST-1 data center in Ashburn, Virginia, went [...]
Digital Asset Regulation: A Reset in Tone
By: Gena Dirani U.S. digital-asset regulation is undergoing a meaningful reset. After years of “regulation [...]
AI Notetakers: Compliance and Cybersecurity Risks
By: E.J. Yerzak and Adam DiPaoloArtificial intelligence is reshaping how investment advisers operate — from [...]
Understanding the Reg. S-P Requirements
It is one of the questions we are often asked at Salus GRC, and one [...]
SEC Fines Private Equity Fund Manager for Technical Violations of the Pay-to-Play Rule – April 19, 2024
On April 15, 2024, perhaps as a warning to investment advisers and their respective employees [...]
The SEC Moves in on the DeFi Space with a Wells Notice for Uniswap – April 17, 2024
On April 10, the CEO of Uniswap Labs, one of the largest decentralized cryptocurrency exchanges, [...]
The Fox in the Henhouse – The Importance of Audit Independence in Assessing Cybersecurity Risk
It is one of the questions we are often asked at Salus GRC, and one [...]
Cybersecurity Myths and Misconceptions for Emerging Managers
Common cybersecurity myths and misconceptions, debunked by Salus GRC cyber experts.