Category Archives: Newsletter

December 2025 Regulatory & Compliance Brief 

The December edition of The Salus GRC Brief is here — bringing together year-end regulatory [...]

SEC Division of Examinations Announces 2026 Priorities 

By: Mike Scally On November 17, the SEC’s Division of Examinations (EXAMS) released its 2026 examination priorities.  [...]

The Next Evolution in AI: Agents 

By: Salus GRC Technology Team  Salus GRC is witnessing a sea change in the use of artificial [...]

Key Takeaways from the Salus GRC Webinar: Private Fund Valuation in the Hot Seat 

By: Chris Lombardy Private fund valuation continues to sit at the center of regulatory, investor, [...]

SEC Delays Form SHO Reporting Until 2028 

On December 3, the SEC officially delayed the compliance date of Rule 13F-2 and the related [...]

SEC Division Head Signals Shift Toward Deregulation, Modernization, and AI 

On December 2, Brian Daly, Director of the SEC’s Division of Investment Management, spoke to [...]

November Regulatory Roundup: DOGE Exits the SEC, NFA Revises Digital Asset Disclosure Rules

DOGE Departs the SEC On October 30, Reuters reported that the U.S. Department of Government [...]

NSCP Annual Conference: Key Takeaways from Former Regulators

By: Jackie Hallihan This year’s NSCP National Conference opened with an unfiltered conversation featuring former [...]

Part 1: Important Registration Renewal and CE Deadlines for Financial Advisers

By: Ariana Monchick From new continuing education requirements for investment adviser representatives (“IARs” as defined [...]

Private Credit Under Pressure: What Rising Scrutiny Means for Advisers

By: Matt Calabro The private credit market has entered a new phase of attention. Following [...]