Category Archives: Cybersecurity
AI Practices Now in the Crosshairs of SEC Exams
By: E.J. Yerzak, Managing Director The AI exams have begun. We knew when the SEC [...]
Frontier AI Intervention: When Model Access Becomes a Governance Issue
By: Jason Patel, Chief Technology & AI Officer Conversation around artificial intelligence is changing quickly. For the past [...]
Building a Modern Vendor Due Diligence Program: April 7 Webinar Recap
In today’s regulatory and operational environment, third-party risk management has evolved from a best practice [...]
Smart TV Login Features Being Exploited to Bypass MFA
By: E.J. Yerzak If you use a long, complex password – as you should – you’ve probably experienced the [...]
OpenClaw AI and Autonomous Risk
By: Jay Patel OpenClaw is the latest viral AI tool and there’s a good chance your firm’s employees are already experimenting [...]
SEC and CFTC Collaboration
The SEC and the Commodity Futures Trading Commission announced on March 11 that they have entered into a [...]
The Reg S-P Two-Minute Warning: Smaller Advisers Have Until June 3, 2026
By E.J. Yerzak Winning the Super Bowl doesn’t happen on game day – it happens months earlier [...]
The AWS Outage: A Wake-Up Call for Operational Resilience
By: E.J. Yerzak In mid-October, Amazon Web Services’ US-EAST-1 data center in Ashburn, Virginia, went [...]
Digital Asset Regulation: A Reset in Tone
By: Gena Dirani U.S. digital-asset regulation is undergoing a meaningful reset. After years of “regulation [...]
AI Notetakers: Compliance and Cybersecurity Risks
By: E.J. Yerzak and Adam DiPaolo Introduction Artificial intelligence has been a game-changer for financial [...]
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