Category Archives: Cybersecurity

OpenClaw AI and Autonomous Risk 

By: Jay Patel OpenClaw is the latest viral AI tool and there’s a good chance your firm’s employees are already experimenting [...]

SEC and CFTC Collaboration 

The SEC and the Commodity Futures Trading Commission announced on March 11 that they have entered into a [...]

The Reg S-P Two-Minute Warning: Smaller Advisers Have Until June 3, 2026 

By E.J. Yerzak Winning the Super Bowl doesn’t happen on game day – it happens months earlier [...]

The AWS Outage: A Wake-Up Call for Operational Resilience

By: E.J. Yerzak In mid-October, Amazon Web Services’ US-EAST-1 data center in Ashburn, Virginia, went [...]

Digital Asset Regulation: A Reset in Tone

By: Gena Dirani U.S. digital-asset regulation is undergoing a meaningful reset. After years of “regulation [...]

AI Notetakers: Compliance and Cybersecurity Risks

By: E.J. Yerzak and Adam DiPaoloArtificial intelligence is reshaping how investment advisers operate — from [...]

Understanding the Reg. S-P Requirements

It is one of the questions we are often asked at Salus GRC, and one [...]

SEC Fines Private Equity Fund Manager for Technical Violations of the Pay-to-Play Rule – April 19, 2024

On April 15, 2024, perhaps as a warning to investment advisers and their respective employees [...]

The SEC Moves in on the DeFi Space with a Wells Notice for Uniswap – April 17, 2024

On April 10, the CEO of Uniswap Labs, one of the largest decentralized cryptocurrency exchanges, [...]

The Fox in the Henhouse – The Importance of Audit Independence in Assessing Cybersecurity Risk

It is one of the questions we are often asked at Salus GRC, and one [...]