Blog - Salus GRC

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The Salus GRC Brief | April 2026

April reflects a more defined and evolving regulatory environment. The SEC is signaling a shift [...]

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U.S. Crypto Regulation Enters a Coordinated Phase: SEC, CFTC, and Congress Move Toward Market Structure Clarity

By Gena Dirani Recent developments from the Securities and Exchange Commission (SEC), the Commodity Futures [...]

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Understanding the EU Artificial Intelligence Act and Its Global Impact

By: Lisa Iantorno In April 2021, the European Commission (“EC”) proposed the first European Union (EU) artificial intelligence law, the [...]

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Smart TV Login Features Being Exploited to Bypass MFA

By: E.J. Yerzak If you use a long, complex password – as you should – you’ve probably experienced the [...]

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Artificial Intelligence: A Hot Topic at the Investment Adviser Compliance Conference

By: E.J. Yerzak Artificial intelligence (AI) was a central theme at the 2026 Investment Adviser Compliance [...]

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SEC Proposed Changes to Qualified Client Thresholds

On March 27, the SEC released a Notice of Intent that will ultimately increase the net worth and asset under management thresholds [...]

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Building a Modern Vendor Due Diligence Program: April 7 Webinar Recap

In today’s regulatory and operational environment, third-party risk management has evolved from a best practice [...]

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SEC Enforcement Results: Key Takeaways from Fiscal Year 2025

On April 7, the SEC announced its enforcement results for the fiscal year ended September [...]

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The Salus GRC Brief | March 2026

March has been a busy and defining month across the regulatory landscape. From FINRA’s long-awaited [...]

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FINRA Increases Gift Limit

By: Matt Calabro In a significant and long-awaited update, on February 27, 2026, FINRA adopted amendments to Rule 3220 [...]

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