Diligence 360: A Comprehensive Approach to Third Party Risk Management
Third-party vendors are vital to the operations of investment advisers, but they also introduce risks that regulators and investors expect firms to manage effectively. In this webinar, Salus GRC will guide you through designing and implementing a comprehensive third-party risk management program. Join us to discover practical approaches that reduce the burden of vendor oversight while confidently meeting regulatory and investor expectations.
You’ll learn how to:
- Build and operate a comprehensive third-party risk management program
- Meet regulatory and investor scrutiny with confidence
- Design risk-based vendor-tiering criteria
- Highlight implementation challenges across various internal adviser functions
Speakers
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Jacob CaneChief Information Security Officer & Head of Cyber Services, Salus GRCJacob has over 25 years of experience providing cybersecurity and IT services. Jacob was the co-founder and CEO of Proactive Technologies, an outsourced IT and cybersecurity provider to investment managers. Proactive was acquired by Abacus Group, where Jacob was a member of the leadership team. Jacob was most recently the Global Head of Customer Success & Strategy at Drawbridge Partners, a cybersecurity firm serving the investment industry. Jacob has a BA from Columbia University and maintains a Certified Information Systems Security Professional (CISSP) certification.
- Mike ScallyManaging Director, Salus GRC
Managing Director, Salus GRC
- Alex ZotovCompliance Manager, TA Associates
Compliance Manager, TA Associates