Category Archives: Blog
Enhancing Audit Quality: Key Takeaways from the SEC’s Chief Accountant on PCAOB Oversight
Kurt Hohl, the SEC’s Chief Accountant, shared insights on current SEC and Public Company Accounting Oversight Board [...]
License to Advise Part 2: Investment Adviser Representative Registration Oversight
By: Ariana Monchick In our November newsletter, we highlighted some important considerations and deadlines for Investment [...]
The Reg S-P Two-Minute Warning: Smaller Advisers Have Until June 3, 2026
By E.J. Yerzak Winning the Super Bowl doesn’t happen on game day – it happens months earlier [...]
December 2025 Regulatory & Compliance Brief
The December edition of The Salus GRC Brief is here — bringing together year-end regulatory [...]
SEC Division of Examinations Announces 2026 Priorities
By: Mike Scally On November 17, the SEC’s Division of Examinations (EXAMS) released its 2026 examination priorities. [...]
The Next Evolution in AI: Agents
By: Salus GRC Technology Team Salus GRC is witnessing a sea change in the use of artificial [...]
Key Takeaways from the Salus GRC Webinar: Private Fund Valuation in the Hot Seat
By: Chris Lombardy Private fund valuation continues to sit at the center of regulatory, investor, [...]
SEC Delays Form SHO Reporting Until 2028
On December 3, the SEC officially delayed the compliance date of Rule 13F-2 and the related [...]
SEC Division Head Signals Shift Toward Deregulation, Modernization, and AI
On December 2, Brian Daly, Director of the SEC’s Division of Investment Management, spoke to [...]
November Regulatory Roundup: DOGE Exits the SEC, NFA Revises Digital Asset Disclosure Rules
DOGE Departs the SEC On October 30, Reuters reported that the U.S. Department of Government [...]