Category Archives: Newsletter
The Salus GRC Brief | February 2026
February’s regulatory landscape reflects a clear theme: modernization without deregulation. The SEC continues to signal [...]
New SEC Marketing Rule FAQs: What Advisers Need to Know
SEC Staff Issues Guidance on Model Fees and SRO Disqualifications Under Rule 206(4)-1 On January [...]
California Reporting for Venture Capital Firms
Private fund managers and their underlying funds that invest in the venture capital space may be [...]
Custody Unlocked: Key Takeaways from Salus GRC January Webinar
On January 27, Salus GRC hosted Custody Unlocked, a webinar bringing together two nationally recognized custody [...]
SEC Clarifies Tokenized Securities
By: Gena Dirani On January 28, 2026, staff from the SEC’s Divisions of Corporation Finance, [...]
SEC Appoints Keith Cassidy as Director of Division of Examinations
On January 20, the SEC appointed Keith E. Cassidy as Director of its Division of Examinations (EXAMS). Cassidy had served [...]
SEC’s Daly to Investment Industry: Come Talk to Us About AI
On February 3, SEC Division of Investment Management Director Brian Daly delivered a notable speech [...]
The Salus GRC Brief | January 2026
January’s Salus GRC Brief is all about preparation over reaction. This month, we’re digging into [...]
Webinar Summary: What It Takes to Launch a Fund Successfully
Launching a private investment fund is a complex, multi-disciplinary undertaking that extends far beyond portfolio [...]
SEC EXAMS Issues Marketing Rule Risk Alert
On December 16, the SEC’s Division of Examinations (EXAMS) issued a Risk Alert on the Marketing Rule. EXAMS previously published [...]