Our team of experts is committed to delivering the highest level of service and support to help clients achieve their due diligence goals. Portfolio Company Assessments Regulatory Compliance & Cybersecurity scroll

We provide private equity portfolio company assessment services for every phase of the investment cycle, from pre-investment diligence to exit preparation. Our multi-disciplinary governance, risk and compliance team delivers engagements that may involve one or more of the following, with close coordination to ensure no gaps and no duplication of efforts:

  • Cybersecurity & IT Operations
  • Environmental, Social and Governance
  • Regulatory Compliance Human Capital
  • Human Capital

We work with portfolio companies across a wide range of industries including:

  • Investment Firms and Registered Investment Advisors
  • Finance, Insurance and Real Estate
  • Healthcare and Life Sciences
  • Technology, Media and Telecommunications
  • Energy and Utilities
  • Manufacturing
  • Transportation and Logistics
  • Retail and Hospitality
  • Professional Services

Improving Data while Reducing Client Burden

The twin principles of getting more high-quality, actionable data while reducing the burden on our portfolio companies and their investors are ever-present touchstones guiding our process. “Getting more with less” may seem contradictory at first glance, but we have re-thought the process to find a better way. We have created a flexible, modular program that utilizes proven standards but can be tuned to the needs of each client and increases the use of independently validated data to shift more of the administrative burden from the portfolio target to the assessment team.

Enhanced Services for Investment Manager Portfolio Companies

Our unique combination of deep expertise in the investment management industry and in portfolio company assessments makes us uniquely qualified to provide enhanced assessment services for private equity firms who invest in the investment management sector. Our regulatory compliance team’s expertise in compliance program management and regulatory audits provides unparalleled insight into operational and compliance risk for investment managers.

Ongoing Monitoring and Remediation Management

Often a point in time assessment is only the start of the process. We work with our clients post-assessment to develop remediation action plans and roadmaps, support and monitor remediation efforts, and periodically re-assess risk to validate remediations, track trends over time, and update action plans based on the latest information.

Targeted Assessments

Our targeted assessment process maximizes actionable information while minimizing the burden on private equity firms and their portfolio companies. By tailoring our assessments to fit the business profile of the portfolio company and objectives of the investor, we efficiently extract meaningful insights without them getting buried in a mountain of noise.

Independent Validation

Our process emphasizes independent validation of technical controls, existing documentation, and public source intelligence. This provides more accurate information than self-reported data with a significantly lower administrative burden on the portfolio company.

Goal Alignment

Our portfolio company assessment programs are tuned for each engagement to align with the goals of investors and their portfolio companies. We work with each client to uncover their priorities and to identify the risk areas and levels that are actionable for their program.

Executive Summaries and Scorecards with Detailed Backup

Our reporting emphasizes easy to digest executive summaries and scorecard reporting, including roll-up views, category risk ratings and plain-English explanations of how a target compares to its peers and key recommendations. This is supported by detailed subject area reports and supporting evidence that allows us and our clients to drill down on areas of key concern.

Why Choose Salus GRC?

Salus GRC’s Regulatory Compliance, Operational, and Cybersecurity Due Diligence Services are designed to provide a tailored, thorough, and insightful review to achieve business objectives, assess risk and facilitate decision-making. Our team’s deep expertise and practical industry knowledge ensure you receive the highest quality of service and support.

Contact us today to schedule a consultation and discover how Salus GRC can help you navigate regulatory complexities with confidence.

Explore how we can support your firm

Why Choose Salus GRC?

Salus GRC’s Regulatory Compliance, Operational, and Cybersecurity Due Diligence Services are designed to provide a customized, thorough, and insightful review to achieve business objectives, assess risk and facilitate decision-making. Our team’s deep expertise and practical industry knowledge ensure you receive the highest quality of service and support.

Contact us today to schedule a consultation and discover how Salus GRC can help you navigate regulatory complexities with confidence.

Explore how we can support your firm

Resources

Our team of professionals is consistently researching and expanding their knowledge to share insights and best practices with the industry.

FinCEN Alert on DeepfakesA Framework for Assessing AI RiskSalus GRC Takeaways from the NSCP 2024 National Conference Keynote Session with Pete Driscoll’s Interview with Natasha vij Greiner4 firms charged by SEC for misleading cyber disclosures
FinCEN Alert on DeepfakesA Framework for Assessing AI Risk

Upcoming Events

Stay ahead of the curve with Salus GRC's thought leaders! Explore our upcoming webinars, live events, and panels featuring industry experts. Access past event recordings and on-demand webinar content at your convenience. Gain valuable insights and stay informed about the latest trends and best practices in governance, risk, and compliance.

VIEW ALL EVENTS

Upcoming Events

Stay ahead of the curve with Salus GRC's thought leaders! Explore our upcoming webinars, live events, and panels featuring industry experts. Access past event recordings and on-demand webinar content at your convenience. Gain valuable insights and stay informed about the latest trends and best practices in governance, risk, and compliance.

VIEW ALL EVENTS